This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CAPITAL CLIENT GROUP, INC.

Current firm class

no raum reportedderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 1, 2012earliest registration or exam on IAPD

Years in industry

14derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

2

Exams

S66

First exam

Sep 30, 2019

First registration

Sep 30, 2019

Dual registered

yes, broker-dealer

Other names

RONALD WINSTON CATO|RONALD CATO|Ronald Winston Cato

IAPD individual key

7119115

• Occurred

  Oct 10, 2025
  Advisor changed firm

  Ronald Winston Cato left Victory Capital Management Inc. for Capital Client Group, Inc. (registered 2026-07-27)

  Form ADVobserved 4 days ago
• Occurred

  Feb 14, 2024
  Advisor changed firm

  Ronald Winston Cato left Westwood Management Corp for Victory Capital Management Inc. (registered 2024-06-06)

  Form ADVobserved 4 days ago
• Occurred

  Nov 21, 2022
  Advisor changed firm

  Ronald Winston Cato left Salient Capital Advisors, Llc for Westwood Management Corp (registered 2023-02-17)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:62fc00ab-dda5-aa8b-027e-7acb9fb5ca18

First observed

Sep 30, 2019

Last observed

Sep 15, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.