DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R••••• W•••••• C•••

C•••••• C••••• G••••• I•••no RAUMLos Angeles, Ca dual registrantIAPD 7119115

Feed of 09/15/2026

Also filed as R••••• W•••••• C•••

At current firm

0 y

since Jul 27, 2026

In the industry

14 y

since Aug 1, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••• C••••• G••••• I••• no RAUM current
since Jul 27, 2026 · San Antonio, Tx
V•••••• C•••••• M••••••••• I••• asset manager
Jun 6, 2024 to Oct 10, 2025 · San Antonio, Tx
W••••••• M••••••••• C••• other
Feb 17, 2023 to Feb 14, 2024 · Dallas, Tx
S•••••• C•••••• A•••••••• L•• former
Sep 30, 2019 to Nov 21, 2022 · Houston, Tx

Moves

a registration end followed by a registration begin elsewhere

V•••••• C•••••• M••••••••• I••• to C•••••• C••••• G••••• I•••
left Oct 10, 2025, registered Jul 27, 2026 (290 days) · Other
W••••••• M••••••••• C••• to V•••••• C•••••• M••••••••• I•••
left Feb 14, 2024, registered Jun 6, 2024 (113 days) · Other
S•••••• C•••••• A•••••••• L•• to W••••••• M••••••••• C•••
left Nov 21, 2022, registered Feb 17, 2023 (88 days) · Other · moved with a team

Signals

R••••• W•••••• C••• left V•••••• C•••••• M••••••••• I••• for C•••••• C••••• G••••• I••• (registered 2026-07-27)
Oct 10, 2025 · Advisor changed firm · fact
R••••• W•••••• C••• left W••••••• M••••••••• C••• for V•••••• C•••••• M••••••••• I••• (registered 2024-06-06)
Feb 14, 2024 · Advisor changed firm · fact
R••••• W•••••• C••• left S•••••• C•••••• A•••••••• L•• for W••••••• M••••••••• C••• (registered 2023-02-17)
Nov 21, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: No RAUM reportedderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address