DFX Intelligence

E•••• 1••• L••: private fund on the ria / wealth management graph | DFX Data Factory

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RIA / WealthPrivate fundprivate equity fund3(c)(1)dropped

E•••• 1••• L••

advised by ROSENWALD CAPITAL MANAGEMENT, INC.

Delaware, United States

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Search this name across graphsid dfx:ria:630a58b1-0a60-40a7-36f1-a0c42a9dabfe

Data as of May 3, 2023 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 1
Observed: Mar 31, 2021 to May 3, 2023
5 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

E•••• 1••• L••

Private equity fund · shared adv fund id

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Adviser: ROSENWALD CAPITAL MANAGEMENT, INC.CRD 290118
Fund type: Private Equity Fund
Latest reported GAV: $16.7M••• Locked
Peak reported GAV: $23.4M
Beneficial owners: 18
Minimum investment: $0
Owned by the adviser: 2900%
Owned by funds of funds: 0%
Owned by non-US persons: 6900%

Reported gross asset value by filing

••• Locked

Filed	GAV	Owners	Minimum	Adviser owns	Audited	Name as filed
May 3, 2023	$16.7M	18	$0

Custodians

Schedule D 7.B(1) question 25, as filed

Custodian	Legal name	City	State	Country	Related person	SEC number
THE NORTHERN TRUST COMPANY	THE NORTHERN TRUST COMPANY	Chicago	Illinois	United States	no	n/a

Relationships

Advises (1)

← ROSENWALD CAPITAL MANAGEMENT, INC.Registered adviserPrivate Equity Fund, IA, no longer reported
Mar 31, 2021 to May 3, 2023factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:630a58b1-0a60-40a7-36f1-a0c42a9dabfe
First observed: Mar 31, 2021
Last observed: May 3, 2023 41 months ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.