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CRD 290118
REDONDO BEACH, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| KINGS BAY INVESTMENT CO. LTD. | Hedge Fund | $61.2M | Jul 15, 2024 | 8 | Mar 13, 2012 | reported | n/a |
| ROSENWALD PARTNERS, L.P. | Hedge Fund | $37.3M | Jul 15, 2024 | 39 | Mar 13, 2012 | reported | n/a |
| EARLE 1927 LLC | Private Equity Fund | $16.7M | May 3, 2023 | 18 | Mar 31, 2021 | dropped | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| HA, CHRISTOPHER, ALFRED | CHIEF COMPLIANCE OFFICER | Na | yes | 01/2021 | Jan 8, 2021 | Jul 15, 2024 |
| ROSENWALD FAMILY TRUST | Owner | E | yes | 12/1997 | Jan 26, 2018 | Jul 15, 2024 |
| ROSENWALD, JAMES, BENNO | Trustee | F | yes | 12/1997 | Jan 26, 2018 | Jul 15, 2024 |
| ROSENWALD, JAMES, BENNO | DIRECTOR, PRESIDENT | Na | yes | 07/1984 | Jan 26, 2018 | Jul 15, 2024 |
| ROSENWALD, JILL, NMN | Director | Na | yes | 08/2013 | Jan 26, 2018 | Jul 15, 2024 |
| ROSENWALD, JOCELYN, MAY | Director | Na | yes | 03/2015 | Jan 26, 2018 | Jul 15, 2024 |
| ROSENWALD, LAURA, PARKER | Trustee | F | yes | 12/1997 | Jan 26, 2018 | Jul 15, 2024 |
| ROSENWALD, LAURA, PARKER | EXECUTIVE VICE PRESIDENT | Na | yes | 05/2017 | Jan 26, 2018 | Jul 15, 2024 |
| VORA, ANITA, NMN | CHIEF FINANCIAL OFFICER, SECRETARY & TREASURER | Na | yes | 05/2017 | Jan 26, 2018 | Jul 15, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| DALTON INVESTMENTS, INC. | n/a | Other adviser | $5.7B | Y | yes | n/a |
| ASIA GP LLC | n/a | n/a | n/a | Y | yes | n/a |
| BEACH FRONT PROPERTIES, LLC | n/a | n/a | n/a | Y | yes | n/a |
| BEACH FRONT PROPERTY MANAGEMENT, INC. | n/a | n/a | n/a | Y | yes | n/a |
| DALTON ADVISORY KK | n/a | n/a | n/a | Y | yes | n/a |
| DALTON INVESTMENT ADVISORY SERVICES PRIVATE LIMITED | n/a | n/a | n/a | Y | yes | n/a |
| DALTON INVESTMENTS (AUSTRALIA) PTY LTD | n/a | n/a | n/a | Y | yes | n/a |
| DALTON INVESTMENTS (HONG KONG) LIMITED | n/a | n/a | n/a | Y | yes | n/a |
| INDIA GP LLC | n/a | n/a | n/a | Y | yes | n/a |
| KIZUNA GP LLC | n/a | n/a | n/a | Y | yes | n/a |
| PACGEN GP LLC | n/a | n/a | n/a | Y | yes | n/a |
| PACRIM GP LLC | n/a | n/a | n/a | Y | yes | n/a |
| RISING SUN MANAGEMENT LTD. | n/a | n/a | n/a | Y | yes | n/a |
| SERIES B SBO LLC | n/a | n/a | n/a | Y | yes | n/a |
| SERIES C SBO LLC | n/a | n/a | n/a | Y | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 30, 2026 | $248M | $248M | 6 | 1 | 1 | 2 | n/a |
| 2024 | Mar 31, 2025 | $219M | $219M | 6 | 1 | 1 | 2 | n/a |
| 2023 | Mar 29, 2024 | $168M | $168M | 6 | 1 | 1 | 2 | $98.5M |
| 2022 | Mar 31, 2023 | $210M | $210M | 5 | 1 | 1 | 4 | $152M |
| 2021 | Mar 31, 2022 | $224M | $224M | 5 | 1 | 1 | 4 | $157M |
| 2020 | Mar 31, 2021 | $140M | $140M | 6 | 1 | 1 | 3 | $81.7M |
| 2019 | Mar 30, 2020 | $121M | $121M | 6 | 1 | 1 | 2 | $64.4M |
| 2018 | Apr 1, 2019 | $141M | $141M | 3 | 1 | 1 | 2 | $63.0M |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $248M | $219M | 13.5% | $210M | 5.6% | 6 | 6 | 1 | 1 |