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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

PETER J NAVARETTA

Advisor at LPL FINANCIAL LLC

STUART, FL

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Search this name across graphsid dfx:ria:6312ae84-83ef-e717-e67b-3a5d6dcbb4e1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Feb 7, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 7, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Mar 11, 2002
First registration: Feb 7, 2002
Dual registered: yes, broker-dealer
Other names: PETER J. NAVARETTA|PETER JOHN NAVARETTA
IAPD individual key: 4491039

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 16, 2023	n/a	yes	STUART, FL	Current employment
OPPENHEIMER & CO. INC.	Bd affiliated wealth	Sep 7, 2021	Oct 20, 2023	no	NORTH PALM BEACH, FL	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jul 15, 2011	Sep 7, 2021	no	STUART, FL	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jul 27, 2011	no	STUART, FL	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Jun 1, 2009	no	STUART, FL	Previous registration
MORGAN STANLEY DW INC.	n/a	Apr 3, 2006	Apr 2, 2007	no	STUART, FL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 1, 2003	Apr 3, 2006	no	STUART, FL	Previous registration
PRUDENTIAL EQUITY GROUP, LLC	n/a	Feb 7, 2002	Jul 1, 2003	no	STUART, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OPPENHEIMER & CO. INC.	LPL FINANCIAL LLC	Oct 20, 2023	Oct 16, 2023	-4	Firm change	Ibd to ibd
UBS FINANCIAL SERVICES INC.	OPPENHEIMER & CO. INC.	Sep 7, 2021	Sep 7, 2021	0	Firm change	Wirehouse to ibd
MORGAN STANLEY	UBS FINANCIAL SERVICES INC.	Jul 27, 2011	Jul 15, 2011	-12	Firm change	Wirehouse to wirehouse
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other
WELLS FARGO ADVISORS	MORGAN STANLEY DW INC.	Apr 3, 2006	Apr 3, 2006	0	Firm change	Other
PRUDENTIAL EQUITY GROUP, LLC	WELLS FARGO ADVISORS	Jul 1, 2003	Jul 1, 2003	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
249:6413:FL:2023-10-20	Oct 20, 2023	Oct 16, 2023	NORTH PALM BEACH, FL	Firm change
8174:249:FL:2021-09-07	Sep 7, 2021	Sep 7, 2021	STUART, FL	Firm change

Relationships

Registered with (8)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Oct 16, 2023 to presentfactForm ADV
→ OPPENHEIMER & CO. INC.Registered adviserregistration: previous registration
Sep 7, 2021 to Oct 20, 2023factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jul 15, 2011 to Sep 7, 2021factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jul 27, 2011factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Jun 1, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Apr 3, 2006 to Apr 2, 2007factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 1, 2003 to Apr 3, 2006factForm ADV
→ PRUDENTIAL EQUITY GROUP, LLCRegistered adviserregistration: previous registration
Feb 7, 2002 to Jul 1, 2003factForm ADV

Dated events

Occurred
Oct 20, 2023
Advisor changed firm
Peter J Navaretta left Oppenheimer & Co. Inc. for Lpl Financial Llc (registered 2023-10-16)
Form ADVobserved 5 days ago