DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Peter J Navaretta

LPL Financial LLCBD affiliatedStuart, Fldual registrantIAPD 4491039

Feed of 09/14/2026

Also filed as Peter J. Navaretta

At current firm

2 y

since Oct 16, 2023

In the industry

24 y

since Feb 7, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Oct 16, 2023 · Stuart, Fl
Oppenheimer & Co. Inc. BD affiliated
Sep 7, 2021 to Oct 20, 2023 · North Palm Beach, Fl
UBS Financial Services Inc. wirehouse
Jul 15, 2011 to Sep 7, 2021 · Stuart, Fl
Morgan Stanley wirehouse
Jun 1, 2009 to Jul 27, 2011 · Stuart, Fl
Morgan Stanley & Co. LLC unclassified
Apr 2, 2007 to Jun 1, 2009 · Stuart, Fl
Morgan Stanley Dw Inc. unclassified
Apr 3, 2006 to Apr 2, 2007 · Stuart, Fl
Wells Fargo Advisors wirehouse
Jul 1, 2003 to Apr 3, 2006 · Stuart, Fl
Prudential Equity Group, LLC unclassified
Feb 7, 2002 to Jul 1, 2003 · Stuart, Fl

Moves

a registration end followed by a registration begin elsewhere

Oppenheimer & Co. Inc. to LPL Financial LLC
left Oct 20, 2023, registered Oct 16, 2023 (-4 days) · Affiliated broker-dealer or bank to another · moved with a team
UBS Financial Services Inc. to Oppenheimer & Co. Inc.
left Sep 7, 2021, registered Sep 7, 2021 (0 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
Morgan Stanley to UBS Financial Services Inc.
left Jul 27, 2011, registered Jul 15, 2011 (-12 days) · Wirehouse to wirehouse
Morgan Stanley & Co. LLC to Morgan Stanley
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Morgan Stanley Dw Inc. to Morgan Stanley & Co. LLC
left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
Wells Fargo Advisors to Morgan Stanley Dw Inc.
left Apr 3, 2006, registered Apr 3, 2006 (0 days) · Other
Prudential Equity Group, LLC to Wells Fargo Advisors
left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move

Signals

Peter J Navaretta left Oppenheimer & Co. Inc. for Lpl Financial Llc (registered 2023-10-16)
Oct 20, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address