DFX Intelligence

V••••• R•• K•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

V••••• R•• K•••••••

Advisor at E•••• W••••• M••••••••• I•••

PLOVER, WI

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Search this name across graphsid dfx:ria:6315f9ad-63bf-8475-3b6c-a9884fb0d665

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 17, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••• W••••• M••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••• W••••• M••••••••• I•••	Independent wealth	Feb 26, 2025	n/a	yes	PLOVER, WI	Current employment
E•••• R••••••••• G••••	Former SEC adviser	Jan 14, 2021	Dec 31, 2025	no	PLOVER, WI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••• R••••••••• G••••	E•••• W••••• M••••••••• I•••	Dec 31, 2025	Feb 26, 2025	-308	Firm change after gap	RIA to RIA
B••••••••• C•••••• M••••••••• L••	E•••• R••••••••• G••••	Apr 15, 2021	Jan 14, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
312178:333159:WI:2025-12-31	Dec 31, 2025	Feb 26, 2025	PLOVER, WI	Firm change after gap

Relationships

Registered with (3)

→ E•••• W••••• M••••••••• I•••Registered adviserregistration: current employment
Feb 26, 2025 to presentfactForm ADV
→ E•••• R••••••••• G••••Registered adviserregistration: previous registration
Jan 14, 2021 to Dec 31, 2025factForm ADV
→ B••••••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Aug 17, 2020 to Apr 15, 2021factForm ADV

Dated events

Occurred
Dec 31, 2025
Advisor changed firm
V••••• R•• K••••••• left E•••• R••••••••• G•••• for E•••• W••••• M••••••••• I••• (registered 2025-02-26)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6315f9ad-63bf-8475-3b6c-a9884fb0d665
First observed: Aug 17, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.