DFX Intelligence

J•••• L••• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner14 years in industry

J•••• L••• K••••••

Advisor at S••••• I••••••••• M••••••••• L••

TUCSON, AZ

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Search this name across graphsid dfx:ria:631b38c4-55b0-116e-2da6-62953ca7038b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Nov 20, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• I••••••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• I••••••••• M••••••••• L••	Independent wealth	Mar 29, 2023	n/a	yes	TUCSON, AZ	Current employment
E••••• J••••	National bd RIA	Nov 20, 2012	Aug 11, 2017	no	ST LOUIS, MO\|TUCSON, AZ\|TUCSON, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	S••••• I••••••••• M••••••••• L••	Aug 11, 2017	Mar 29, 2023	2,056	Firm change after gap	Ibd to RIA

Relationships

Registered with (2)

→ S••••• I••••••••• M••••••••• L••Registered adviserregistration: current employment
Mar 29, 2023 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Nov 20, 2012 to Aug 11, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:631b38c4-55b0-116e-2da6-62953ca7038b
First observed: Nov 20, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.