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RIA / WealthAdvisor30 years in industry

MARK JOSEPH HALPIN

Advisor at UNITED CAPITAL MANAGEMENT OF KANSAS, INC.

SALINA, KS | Gardner, KS

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Search this name across graphsid dfx:ria:631dfeb8-2134-19a3-16f9-b747dbfdb107

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 29, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: UNITED CAPITAL MANAGEMENT OF KANSAS, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 2, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66|S63|S65
First exam: Jul 2, 1996
First registration: Apr 29, 2005
Dual registered: no
IAPD individual key: 2763503

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
UNITED CAPITAL MANAGEMENT OF KANSAS, INC.	Independent wealth	May 21, 2019	n/a	yes	SALINA, KS\|Gardner, KS	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	Nov 2, 2018	May 21, 2019	no	GARDNER, KS\|GRAND RAPIDS, MI	Previous registration
SIGNATOR INVESTORS, INC.	Former SEC adviser	Dec 28, 2015	Nov 2, 2018	no	GARDNER, KS\|GRAND RAPIDS, MI	Previous registration
SIGNATOR FINANCIAL SERVICES, INC.	Former SEC adviser	Sep 1, 2006	Dec 28, 2015	no	GARDNER, KS\|GARDNER, KS	Previous registration
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	Apr 29, 2005	Aug 31, 2006	no	OVERLAND PARK, KS\|OVERLAND PARK, KS	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC WEALTH, INC.	UNITED CAPITAL MANAGEMENT OF KANSAS, INC.	May 21, 2019	May 21, 2019	0	Firm change	Ibd to RIA
SIGNATOR INVESTORS, INC.	OSAIC WEALTH, INC.	Nov 2, 2018	Nov 2, 2018	0	Bulk transfer	Ibd to ibd
SIGNATOR FINANCIAL SERVICES, INC.	SIGNATOR INVESTORS, INC.	Dec 28, 2015	Dec 28, 2015	0	Bulk transfer	Other
PARK AVENUE SECURITIES LLC	SIGNATOR FINANCIAL SERVICES, INC.	Aug 31, 2006	Sep 1, 2006	1	Firm change	Other

Relationships

Registered with (5)

→ UNITED CAPITAL MANAGEMENT OF KANSAS, INC.Registered adviserregistration: current employment
May 21, 2019 to presentfactForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Nov 2, 2018 to May 21, 2019factForm ADV
→ SIGNATOR INVESTORS, INC.Registered adviserregistration: previous registration
Dec 28, 2015 to Nov 2, 2018factForm ADV
→ SIGNATOR FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Sep 1, 2006 to Dec 28, 2015factForm ADV
→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: previous registration
Apr 29, 2005 to Aug 31, 2006factForm ADV

Dated events

No dated event names this entity yet.