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Advisor at PNW ASSET MANAGEMENT
MEMPHIS, TN | SEATTLE, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FSG WEALTH ADVISORS, LLC | State registered | Jan 9, 2025 | n/a | yes | MEMPHIS, TN | Current employment |
| PNW ASSET MANAGEMENT | State registered | Sep 9, 2015 | n/a | yes | SEATTLE, WA | Current employment |
| CONOVER CAPITAL MANAGEMENT | Former SEC adviser | Jun 20, 2013 | Aug 15, 2015 | no | BELLEVUE, WA | Previous registration |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Jan 6, 2012 | Jun 21, 2013 | no | BELLEVUE, WA | Previous registration |
| INVESTMENT ADVISORS INTERNATIONAL, INC. | n/a | Jun 8, 2011 | Jan 6, 2012 | no | RENTON, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CONOVER CAPITAL MANAGEMENT | PNW ASSET MANAGEMENT | Aug 15, 2015 | Sep 9, 2015 | 25 | Firm change | Other |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | CONOVER CAPITAL MANAGEMENT | Jun 21, 2013 | Jun 20, 2013 | -1 | Firm change | Other |
| INVESTMENT ADVISORS INTERNATIONAL, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | Jan 6, 2012 | Jan 6, 2012 | 0 | Bulk transfer | Other |