RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• B••••• B•••••
- F•• W••••• A•••••••• L•• state registered currentsince Jan 9, 2025 · Memphis, Tn
- P•• A•••• M••••••••• state registered currentsince Sep 9, 2015 · Seattle, Wa
- C•••••• C•••••• M••••••••• formerJun 20, 2013 to Aug 15, 2015 · Bellevue, Wa
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedJan 6, 2012 to Jun 21, 2013 · Bellevue, Wa
- I••••••••• A••••••• I••••••••• I••• unclassifiedJun 8, 2011 to Jan 6, 2012 · Renton, Wa
- C•••••• C•••••• M••••••••• to P•• A•••• M•••••••••left Aug 15, 2015, registered Sep 9, 2015 (25 days) · Other
- T••••••••• F•••••••• A•••••••• L•• to C•••••• C•••••• M•••••••••left Jun 21, 2013, registered Jun 20, 2013 (-1 days) · Other
- I••••••••• A••••••• I••••••••• I••• to T••••••••• F•••••••• A•••••••• L••left Jan 6, 2012, registered Jan 6, 2012 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address