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Advisor at MAIN STREET INVESTMENT MANAGEMENT
EDMOND, OK
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MAIN STREET INVESTMENT MANAGEMENT | State registered | May 10, 2012 | n/a | yes | EDMOND, OK|EDMOND, OK | Current employment |
| ELITE INVESTMENT TEAM LLC | Former SEC adviser | Oct 31, 2018 | Oct 23, 2020 | no | Edmond, OK|SAN DIEGO, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 28, 2010 | Feb 23, 2012 | no | OKLAHOMA CITY, OK | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ELITE INVESTMENT TEAM LLC | n/a | Oct 23, 2020 | n/a | n/a | Departure no registered destination | Departure |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MAIN STREET INVESTMENT MANAGEMENT | Feb 23, 2012 | May 10, 2012 | 77 | Firm change | Wirehouse to state RIA |