This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

THRIVENT INVESTMENT MANAGEMENT INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 1, 2003earliest registration or exam on IAPD

Years in industry

23derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

4

Exams

S63|S65

First exam

Jan 15, 2021

First registration

Jan 15, 2021

Dual registered

yes, broker-dealer

Other names

EMMETT MICHAEL KELLY GARCIA|Emmett Kelly Garcia

IAPD individual key

7179245

• Occurred

  Jul 17, 2024
  Advisor changed firm

  Emmett M Kelly Garcia left Sand Hill Global Advisors, Llc for Thrivent Investment Management Inc. (registered 2024-08-22)

  Form ADVobserved 4 days ago
• Occurred

  Jun 12, 2023
  Advisor changed firm

  Emmett M Kelly Garcia left United Capital Financial Advisors for Sand Hill Global Advisors, Llc (registered 2023-07-07)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:632decdb-0d51-be89-559c-2fd041f6cba3

First observed

Jan 15, 2021

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.