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CRD 111295
PALO ALTO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| JEFFREY LOUIS ABADIE | Certified Financial Planner | SAN FRANCISCO, CA | 16 | 21 | n/a | no |
| STEPHEN FORD PETERSON | Certified Financial Planner | PALO ALTO, CA | 16 | 37 | n/a | no |
| BRIAN EUGENE DOMBKOWSKI | Chartered Financial Analyst | PALO ALTO, CA | 16 | 20 | 1 | no |
| SARA KATHLEEN CRAVEN | n/a | PALO ALTO, CA | 15 | 27 | n/a | no |
| KRISTIN MICHELLE SUN | n/a | PALO ALTO, CA | 14 | 21 | 2 | no |
| KIMBERLEIGH ANNE WILLIAMS | Certified Financial Planner | PALO ALTO, CA | 14 | 28 | n/a | no |
| ANTHONY DONALD CRAUN | Chartered Financial Analyst | PALO ALTO, CA | 13 | 22 | n/a | no |
| CAROLINE ALMA CURTS | Certified Financial Planner | PALO ALTO, CA | 13 | 17 | 2 | no |
| ELIZABETH RUFFALO CODY | Certified Financial Planner | PALO ALTO, CA | 9 | 26 | n/a | no |
| JANET LYNN HOFFMANN | Certified Financial Planner|Chartered Financial Analyst | SAN FRANCISCO, CA | PALO ALTO, CA | 6 | 26 | 2 | no |
| BARRY TAYLOR | Certified Financial Planner | PALO ALTO, CA | SAN FRANCISCO, CA | 6 | 22 | 2 | no |
| MEGAN SHEA BRESLIN | n/a | PALO ALTO, CA | 5 | 18 | 1 | no |
| BRENDA ANN VINGIELLO | Chartered Financial Analyst | PALO ALTO, CA | 4 | 15 | n/a | no |
| MARK FRANCIS STRAHS | n/a | PALO ALTO, CA | 4 | 34 | n/a | no |
| Drew Enright Kunde | n/a | PALO ALTO, CA | 4 | 17 | 1 | no |
| MEGHAN DEGROOT DATERS | n/a | SAN FRANCISCO, CA | 4 | 18 | n/a | no |
| Alfred Kam Fai Cheung | n/a | PALO ALTO, CA | SAN FRANCISCO, CA | 4 | 12 | 1 | no |
| Kimberly Nguyen Pham | n/a | PALO ALTO, CA | 3 | 13 | 2 | no |
| MIRIAM SANTIAGO | Certified Financial Planner | PALO ALTO, CA | 1 | 11 | n/a | no |
| BRENDON HIDEO YI | n/a | PALO ALTO, CA | 0 | 24 | 1 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| CRAUN, ANTHONY, DONALD | CHIEF OPERATING OFFICER | A | yes | 06/2009 | Mar 30, 2026 | Mar 30, 2026 |
| CRAVEN, SARA, KATHLEEN | CHIEF WEALTH MANAGER | A | yes | 06/2009 | Mar 30, 2026 | Mar 30, 2026 |
| DOMBKOWSKI, BRIAN, EUGENE | CHIEF EXECUTIVE OFFICER | B | yes | 02/2010 | Mar 30, 2026 | Mar 30, 2026 |
| VINGIELLO, BRENDA, ANN | CHIEF INVESTMENT OFFICER | A | yes | 06/2012 | Mar 30, 2026 | Mar 30, 2026 |
| ABADIE, JEFFREY, LOUIS | SENIOR WEALTH MANAGER | A | no | 06/2009 | Mar 30, 2026 | Mar 30, 2026 |
| BRESLIN, MEGAN, SHEA | SENIOR WEALTH MANAGER | Na | no | 06/2022 | Mar 30, 2026 | Mar 30, 2026 |
| CODY, ELIZABETH, RUFFALO | SENIOR WEALTH MANAGER | Na | no | 06/2020 | Mar 30, 2026 | Mar 30, 2026 |
| CURTS, CAROLINE, ALMA | CHIEF COMPLIANCE OFFICER | Na | no | 03/2018 | Mar 30, 2026 | Mar 30, 2026 |
| DATERS, MEGHAN, DEGROOT | SENIOR PORTFOLIO MANAGER | Na | no | 06/2021 | Mar 30, 2026 | Mar 30, 2026 |
| HOFFMANN, JANET, LYNN | SENIOR WEALTH MANAGER | Na | no | 11/2019 | Mar 30, 2026 | Mar 30, 2026 |
| PETERSON, STEPHEN, FORD | SENIOR WEALTH MANAGER | A | no | 06/2009 | Mar 30, 2026 | Mar 30, 2026 |
| STRAHS, MARK, FRANCIS | SENIOR PORTFOLIO MANAGER | A | no | 06/2017 | Mar 30, 2026 | Mar 30, 2026 |
| SUN, KRISTIN, MICHELLE | SENIOR WEALTH MANAGER | A | no | 06/2018 | Mar 30, 2026 | Mar 30, 2026 |
| WILLIAMS, KIMBERLEIGH, ANNE | SENIOR WEALTH MANAGER | A | no | 06/2009 | Mar 30, 2026 | Mar 30, 2026 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| SAN FRANCISCO | CA | United States | 4 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 30, 2026 | $4.4B | $4.3B | 33 | 16 | 1 | n/a | n/a |
| 2024 | Mar 27, 2025 | $3.9B | $3.8B | 31 | 16 | 1 | n/a | n/a |
| 2023 | Mar 27, 2024 | $3.4B | $3.4B | 32 | 14 | 1 | n/a | n/a |
| 2022 | Mar 30, 2023 | $3.0B | $3.0B | 32 | 14 | 1 | n/a | n/a |
| 2021 | Mar 31, 2022 | $3.6B | $3.5B | 31 | 14 | 1 | n/a | n/a |
| 2020 | Mar 30, 2021 | $3.1B | $3.0B | 27 | 17 | 1 | n/a | n/a |
| 2019 | Mar 30, 2020 | $2.7B | $2.6B | 29 | 17 | 1 | n/a | n/a |
| 2018 | Mar 28, 2019 | $2.1B | $1.9B | 23 | 14 | 0 | n/a | n/a |
| 2017 | Mar 29, 2018 | $2.2B | $2.1B | 24 | 15 | 0 | n/a | n/a |
| 2016 | Mar 27, 2017 | $1.8B | $1.8B | 22 | 15 | n/a | n/a | n/a |
| 2015 | Mar 28, 2016 | $1.6B | $1.5B | 21 | 14 | n/a | n/a | n/a |
| 2014 | Mar 16, 2015 | $1.6B | $1.4B | 21 | 14 | n/a | n/a | n/a |
| 2013 | Jan 22, 2014 | $1.3B | $1.3B | 20 | 13 | n/a | n/a | n/a |
| 2012 | Mar 19, 2013 | $1.1B | $1.1B | 18 | 11 | n/a | n/a | n/a |
| 2011 | Mar 20, 2012 | $951M | $951M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 1 | 0 | 5.3% | 1 | 0 | 0 | 3 | 3 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $4.4B | $3.9B | 13.1% | $3.0B | 13.1% | 33 | 31 | 1 | 1 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| INTEGRAL FINANCIAL SOLUTIONS, LLC | 2 | Jan 31, 2020 | Nov 15, 2019 | SAN FRANCISCO, CA | Team lift out | RIA to RIA | 100.0% |