DFX Intelligence

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

GL CAPITAL PARTNERS

GL CAPITAL PARTNERS, LLC, CRD 160548

WALTHAM, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:632f90ed-bc6f-552b-cdb5-6154666e3393

Data as of Sep 18, 2014 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Feb 7, 2012 to Sep 18, 2014
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $40.6MItem 5.F on the latest filing (2014-09-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $40.6M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 30
Advisory employees: 22
Accounts: 1
SEC number: 801-73180
CRD: 160548
Filings on the tape: 7
First filed: Feb 7, 2012
Latest filed: Sep 18, 2014
Organised: Limited Liability Company, Massachusetts

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
EVANS, RACHEL	CHIEF COMPLIANCE OFFICER	Na	yes	08/2014	Oct 11, 2013	Sep 18, 2014
GRADUATE LEVERAGE, LLC	Member	E	yes	12/2011	Feb 7, 2012	Sep 18, 2014
LUISI, FRANCIS, J	President	Na	yes	03/2013	Mar 28, 2013	Sep 18, 2014
THIBEAULT, DANIEL, JOHN	MANAGING MEMBER	E	yes	04/2010	Feb 7, 2012	Sep 18, 2014

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
GL INVESTMENT SERVICES, LLC	n/a	Former SEC adviser	$134M	N	yes	n/a
GRADUATE LEVERAGE INSURANCE SERVICES, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
MAKATI CITY	n/a	Philippines	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2013	May 5, 2014	$40.6M	$40.6M	30	22	n/a	n/a	n/a
2012	Mar 28, 2013	$6.4M	$6.4M	4	3	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2013	$40.6M	$6.4M	529.3%	n/a	n/a	30	4	n/a	n/a

Relationships

Affiliated with (2)

← GL INVESTMENT SERVICES, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ GL INVESTMENT SERVICES, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (4)

← THIBEAULT, DANIEL, JOHNOwnerMANAGING MEMBER, ownership code E, individual
Feb 7, 2012 to presentfactForm ADV
← LUISI, FRANCIS, JOwnerPRESIDENT, ownership code NA, individual
Mar 28, 2013 to presentfactForm ADV
← EVANS, RACHELOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Oct 11, 2013 to presentfactForm ADV
← GRADUATE LEVERAGE, LLCOwnerMEMBER, ownership code E, domestic entity
Feb 7, 2012 to presentfactForm ADV

Registered with (1)

← ROBERT PETER BOURQUEAdvisorregistration: previous registration
Jan 11, 2013 to Aug 19, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:632f90ed-bc6f-552b-cdb5-6154666e3393
First observed: Feb 7, 2012
Last observed: Sep 18, 2014 146 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GL CAPITAL PARTNERS

GL CAPITAL PARTNERS, LLC, CRD 160548

WALTHAM, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:632f90ed-bc6f-552b-cdb5-6154666e3393

Data as of Sep 18, 2014 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:07 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

EVANS, RACHEL

CHIEF COMPLIANCE OFFICER

yes

08/2014

Oct 11, 2013

Sep 18, 2014

GRADUATE LEVERAGE, LLC

Member

yes

12/2011

Feb 7, 2012

Sep 18, 2014

LUISI, FRANCIS, J

President

yes

03/2013

Mar 28, 2013

Sep 18, 2014

THIBEAULT, DANIEL, JOHN

MANAGING MEMBER

yes

04/2010

Feb 7, 2012

Sep 18, 2014

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

GL INVESTMENT SERVICES, LLC

n/a

Former SEC adviser

$134M

yes

n/a

GRADUATE LEVERAGE INSURANCE SERVICES, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

MAKATI CITY

n/a

Philippines

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2013

May 5, 2014

$40.6M

n/a

2012

Mar 28, 2013

$6.4M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2013

$40.6M

$6.4M

529.3%

n/a