DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
G• C•••••• P•••••••
Legal name G• C•••••• P•••••••• L••
Latest filing Sep 18, 2014
First filing on the tape Feb 7, 2012 · 7 filings
RAUM
$40.6M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
30
22 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$40.6M as of May 5, 2014
Mar 28, 2013$6.4M then
HNW client RAUM: no history
State-registered IARs (5.B.3)3 as of May 5, 2014
Mar 28, 20132 then
Employees (5.A)30 as of May 5, 2014
Mar 28, 20134 then
Private funds: no history
RAUM +529% over the last fiscal yearIARs 2 to 3
Practice profile
derived from the filing of Sep 18, 2014; every figure names its basis
- RAUM per advisor
- $13.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $40.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 10.0derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +529%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companies, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- E••••• R••••• · Chief Compliance Officercontrolsince 08/2014 · owns less than 5%
- L••••• F••••••• J• · Presidentcontrolsince 03/2013 · owns less than 5%
- T••••••••• D•••••• J••• · Managing Membercontrolsince 04/2010 · owns 75% or more of G••••••• L•••••••• L••
Entity owners
- G••••••• L•••••••• L•• · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- G• I••••••••• S•••••••• L••investment advisernRAUM $134M
- G••••••• L••••••• I•••••••• S•••••••• L••real estaten
Advisers that list G• C•••••• P••••••• as a related person
- 152158 n
Offices
Schedule D 1.F, the 25 largest
- Makati City, Philippines
What changed
consecutive filings, newest first
- Accounts · 248 to 1May 5, 2014 to Sep 18, 2014
- Advisory activities · 3 to 4May 5, 2014 to Sep 18, 2014
- Accounts · 2 to 248Oct 11, 2013 to May 5, 2014
- Advisory employees · 3 to 22Oct 11, 2013 to May 5, 2014
- Advisory activities · 4 to 3Oct 11, 2013 to May 5, 2014
- Employees · 4 to 30Oct 11, 2013 to May 5, 2014
- Insurance-licensed employees · 1 to 0Oct 11, 2013 to May 5, 2014
- Financial planning clients · 0 to 1-10Oct 11, 2013 to May 5, 2014
- State-registered IARs · 2 to 3Oct 11, 2013 to May 5, 2014
- Discretionary RAUM · $6.4M to $40.6MOct 11, 2013 to May 5, 2014
- RAUM · $6.4M to $40.6MOct 11, 2013 to May 5, 2014
- Accounts · 0 to 2Jun 6, 2012 to Mar 28, 2013
- Advisory employees · unset to 3.0Jun 6, 2012 to Mar 28, 2013
- Advisory activities · 3 to 4Jun 6, 2012 to Mar 28, 2013
- BD registered reps · unset to 0.0Jun 6, 2012 to Mar 28, 2013
- Employees · unset to 4.0Jun 6, 2012 to Mar 28, 2013
- Financial planning clients · unset to 0Jun 6, 2012 to Mar 28, 2013
- State-registered IARs · unset to 2.0Jun 6, 2012 to Mar 28, 2013
- Discretionary RAUM · $0 to $6.4MJun 6, 2012 to Mar 28, 2013
- RAUM · $0 to $6.4MJun 6, 2012 to Mar 28, 2013
- Advisory activities · 2 to 3Feb 7, 2012 to May 10, 2012
- Legal name · G• C•••••• P••••••• to G• C•••••• P•••••••• L••Feb 7, 2012 to May 10, 2012
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026