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Advisor at BROOKWOOD INVESTMENT GROUP
NEW YORK, NY | PHOENIX, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BROOKWOOD INVESTMENT GROUP | Independent wealth | Apr 4, 2025 | n/a | yes | NEW YORK, NY|PHOENIX, AZ | Current employment |
| REDWOOD PRIVATE WEALTH | Former SEC adviser | Oct 31, 2022 | Mar 31, 2025 | no | FREEHOLD, NJ|PHOENIX, AZ | Previous registration |
| NEW CENTURY CAPITAL MANAGEMENT, LLC | Former SEC adviser | Jan 23, 2017 | Dec 31, 2022 | no | FREEHOLD, NJ | Previous registration |
| NEW CENTURY CAPITAL MANAGEMENT, LLC | Former SEC adviser | Aug 5, 2008 | Dec 31, 2016 | no | FREEHOLD, NJ|FREEHOLD, NJ | Previous registration |
| NEW CENTURY PLANNING ASSOCIATES, INC. | n/a | Jun 7, 2007 | Dec 31, 2007 | no | LIVINGSTON, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| REDWOOD PRIVATE WEALTH | BROOKWOOD INVESTMENT GROUP | Mar 31, 2025 | Apr 4, 2025 | 4 | Bulk transfer | RIA to RIA |
| NEW CENTURY CAPITAL MANAGEMENT, LLC | REDWOOD PRIVATE WEALTH | Dec 31, 2022 | Oct 31, 2022 | -61 | Firm change after gap | Other |
| NEW CENTURY PLANNING ASSOCIATES, INC. | NEW CENTURY CAPITAL MANAGEMENT, LLC | Dec 31, 2007 | Aug 5, 2008 | 218 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 146494:312942:NJ:2022-12-31 | Dec 31, 2022 | Oct 31, 2022 | FREEHOLD, NJ | Firm change after gap |