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Reading the graph
Advisor at WELLS FARGO ADVISORS
TARPON SPRINGS, FL | Walnut Creek, CA | WALNUT CREEK, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Feb 7, 2020 | n/a | yes | TARPON SPRINGS, FL|WALNUT CREEK, CA|Walnut Creek, CA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 14, 2013 | Jan 21, 2020 | no | WALNUT CREEK, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Jan 21, 2020 | Feb 7, 2020 | 17 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:19616:CA:2020-01-06 | Jan 21, 2020 | Feb 7, 2020 | WALNUT CREEK, CA | Firm change |