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Advisor at WELLS FARGO ADVISORS
MILLBRAE, CA | SAN JOSE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Mar 19, 2024 | n/a | yes | SAN JOSE, CA|MILLBRAE, CA | Current employment |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Jun 15, 2022 | Apr 23, 2024 | no | SAN FRANCISCO, CA|SAN FRANCISCO, CA|San Francisco, CA|FRESNO, CA|Los Angeles, CA|San Francisco, CA|Dublin, CA|San Lorenzo, CA|San Francisco, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 25, 2020 | Jun 15, 2022 | no | SAN FRANCISCO, CA|NEW YORK, NY|SAN FRANCISCO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CITIGROUP GLOBAL MARKETS INC. | WELLS FARGO ADVISORS | Apr 23, 2024 | Mar 19, 2024 | -35 | Firm change after gap | Ibd to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CITIGROUP GLOBAL MARKETS INC. | Jun 15, 2022 | Jun 15, 2022 | 0 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7059:19616:CA:2024-04-15 | Apr 23, 2024 | Mar 19, 2024 | SAN FRANCISCO, CA | Firm change after gap |
| 7691:7059:CA:2022-06-15 | Jun 15, 2022 | Jun 15, 2022 | SAN FRANCISCO, CA | Firm change |