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Reading the graph
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Advisor at N••••• • G•••••• W••••• M••••••••• • F•••••••• P•••••••• L••
WALNUT CREEK, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| N••••• • G•••••• W••••• M••••••••• • F•••••••• P•••••••• L•• | Former SEC adviser | May 5, 2017 | n/a | yes | WALNUT CREEK, CA | Current employment |
| W•••• F•••• A••••••• | Wirehouse | Jun 23, 2006 | May 8, 2017 | no | WALNUT CREEK, CA|WALNUT CREEK, CA|ORINDA, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | N••••• • G•••••• W••••• M••••••••• • F•••••••• P•••••••• L•• | May 8, 2017 | May 5, 2017 | -3 | Firm change | Wirehouse to new firm |
| C•••••••• G••••• M•••••• I••• | W•••• F•••• A••••••• | Jul 7, 2006 | Jun 23, 2006 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:287722:CA:2017-05-08 | May 8, 2017 | May 5, 2017 | ORINDA, CA | Firm change |
| C•••••••• G••••• M•••••• I••• | Bd affiliated wealth | Jul 8, 1997 | Jul 7, 2006 | no | WALNUT CREEK, CA|WALNUT CREEK, CA | Previous registration |
| -14 |
| Firm change |
| Other |