This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$48.1MItem 5.F on the latest filing (2017-09-21); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$48.1M

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Private client share

0%derivedprivate client RAUM over total RAUM

Advisors on IAPD

1

RAUM per advisor

$48.1Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

2

Advisory employees

2

Accounts

157

SEC number

801-110460

CRD

287722

Filings on the tape

6

First filed

Apr 13, 2017

Latest filed

Sep 21, 2017

Organised

Limited Liability Company, California

• Occurred

  Apr 13, 2017
  First Form ADV filing

  Nissim & Gavidia Wealth Management & Financial Planning, Llc filed its initial SEC registration (Form ADV)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:86d4dc34-76c2-a586-821c-e456328c1e5d

First observed

Apr 13, 2017

Last observed

Sep 21, 2017 109 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.