DFX Intelligence

L•••• S•••••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor16 years in industry

L•••• S•••••• W••••••

Advisor at A••••••• S••••••• N••••••

ATLANTA, GA | Hickory, NC

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Search this name across graphsid dfx:ria:63635f76-e6d5-9cfd-ed82-b53f02b0fba3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 13, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• S••••••• N••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 30, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• S••••••• N••••••	Independent wealth	Apr 9, 2021	n/a	yes	ATLANTA, GA\|Hickory, NC	Current employment
O••••••• F•••••••• G••••• I•••	Independent wealth	Jan 12, 2011	Apr 8, 2021	no	WILMINGTON, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O••••••• F•••••••• G••••• I•••	A••••••• S••••••• N••••••	Apr 8, 2021	Apr 9, 2021	1	Firm change	RIA to RIA
I••••••••• A••••••• S••••••• I••	O••••••• F•••••••• G••••• I•••	Jun 10, 2010	Jan 12, 2011

Team moves

••• Locked

Team	Left	Joined	From	Kind
138515:146051:NC:2021-04-08	Apr 8, 2021	Apr 9, 2021	WILMINGTON, NC	Firm change

Relationships

Registered with (3)

→ A••••••• S••••••• N••••••Registered adviserregistration: current employment
Apr 9, 2021 to presentfactForm ADV
→ O••••••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Jan 12, 2011 to Apr 8, 2021factForm ADV
→ I••••••••• A••••••• S••••••• I••Registered adviserregistration: previous registration
May 13, 2010 to Jun 10, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:63635f76-e6d5-9cfd-ed82-b53f02b0fba3
First observed: May 13, 2010
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.