DFX Intelligence

P••••••• L••• K•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

P••••••• L••• K•••••••

Advisor at P••• M••••••• W••••• M••••••••• G••••

MINNEAPOLIS, MN

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Search this name across graphsid dfx:ria:63708ba4-07bd-62f3-18c9-9bed82642a91

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 21, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••• M••••••• W••••• M••••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 25, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••• M••••••• W••••• M••••••••• G••••	Independent wealth	Aug 13, 2024	n/a	yes	MINNEAPOLIS, MN	Current employment
W•••• F•••• A•••••••	Wirehouse	Jun 26, 2018	Aug 23, 2024	no	MINNEAPOLIS, MN\|WOODBURY, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	P••• M••••••• W••••• M••••••••• G••••	Aug 23, 2024	Aug 13, 2024	-10	Firm change	Wirehouse to new firm
U•• F•••••••• S••••••• I•••	W•••• F•••• A•••••••	Jun 27, 2018	Jun 26, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
11025:330050:MN:2024-08-16	Aug 23, 2024	Aug 13, 2024	WOODBURY, MN	Firm change

Relationships

Registered with (4)

→ P••• M••••••• W••••• M••••••••• G••••Registered adviserregistration: current employment
Aug 13, 2024 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jun 26, 2018 to Aug 23, 2024factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Jun 22, 2016 to Jun 27, 2018factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Aug 23, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:63708ba4-07bd-62f3-18c9-9bed82642a91
First observed: Jan 21, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.