DFX Intelligence
Reading the graph
Reading the graph
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Advisor at O•••• W•••••• I•••
Chadds Ford, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O•••• W•••••• I••• | Bd affiliated wealth | Jan 19, 2024 | n/a | yes | Chadds Ford, PA | Current employment |
| W••••••• F•••••••• S•••••••• I••• | Former SEC adviser | Jun 3, 2016 | Jan 19, 2024 | no | EXTON, PA|WEST GROVE, PA|WEXFORD, PA|CHADDS FORD, PA|HOCKESSIN, DE|HOCKESSIN, DE |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W••••••• F•••••••• S•••••••• I••• | O•••• W•••••• I••• | Jan 19, 2024 | Jan 19, 2024 | 0 | Bulk transfer | Ibd to ibd |
| M••••• S••••• W••••• M••••••••• | W••••••• F•••••••• S•••••••• I••• | Jun 3, 2016 | Jun 3, 2016 |
| M••••• S••••• W••••• M••••••••• | Independent wealth | Jan 3, 2011 | Jun 3, 2016 | no | WEST CHESTER, PA | Previous registration |
| U•• F•••••••• S••••••••• L•• | Independent wealth | Oct 16, 2008 | Dec 31, 2010 | no | RADNOR, PA|WEST CHESTER, PA|ADA, MI|WEST CHESTER, PA|KING OF PRUSSIA, PA|PLYMOUTH MEETING, PA|MARLTON, NJ|BALA CYNWYD, PA|KENNETT SQUARE, PA|WEST CHESTER, PA | Previous registration |
| 0 |
| Firm change |
| Other |
| U•• F•••••••• S••••••••• L•• | M••••• S••••• W••••• M••••••••• | Dec 31, 2010 | Jan 3, 2011 | 3 | Firm change | Other |