DFX Intelligence

M••••• S••••• W••••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

M••••• S••••• W••••• M•••••••••

M••••• S••••• W••••• M•••••••••, LLC, CRD 155157

WEST CHESTER, PA

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Search this name across graphsid dfx:ria:1bb34021-60c5-35f6-6a37-a60478782fc5

Data as of Mar 5, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 23
Dated events: 2
On other graphs: 0
Observed: Mar 8, 2012 to Mar 5, 2026
46 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=11.0
Regulatory AUM: $837M••• Locked
Discretionary RAUM: $837M
Private client RAUM: $836Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 12
RAUM per advisor: $69.7Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M••• M•••••	n/a	WEST CHESTER, PA	15	27	2	yes
M•••••• G•••••• E••••••	Chartered Financial Consultant	WEST CHESTER, PA \| SEA ISLE CITY, NJ	15	27

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H•••• K••••• A•••••	MANAGING MEMBER/CCO	Na	yes	09/2010	Mar 8, 2012	Dec 4, 2024
H•••• K••••• A•••••	Member	C	yes	03/2003	Mar 8, 2012	Dec 4, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
M••••• S••••• F•••••••• G•••• L••	n/a	n/a	n/a	N	yes	n/a
M••••• S••••• I•••••••• S•••••••• L••	n/a	n/a	n/a	N	yes	n/a
M••••• S••••• T•• S••••••	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
MOREHEAD CITY	Nc	United States	1	yes
PLYMOUTH MEETING	Pa	United States	1	yes
Radnor	Pa	United States	1	yes
n/a	n/a	n/a	1	yes

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	1	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$837M	$715M	17.1%	$481M	20.3%	19	19	6	3

Relationships

Registered with (16)

← M•••••• J••••• M•••••Advisorregistration: current employment
Aug 31, 2026 to presentfactForm ADV
← N••••• I••• D•••••Advisorregistration: current employment
Oct 21, 2025 to presentfactForm ADV
← J••• C•••• P•••••••Advisorregistration: current employment
Jan 23, 2024 to presentfactForm ADV
← R•••••• G••••• E••••

Dated events

Occurred
Mar 22, 2022
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$112M
Occurred
Mar 16, 2015
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1bb34021-60c5-35f6-6a37-a60478782fc5
First observed: Mar 8, 2012
Last observed: Mar 5, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.