DFX Intelligence

W•••••• D•••••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

W•••••• D•••••• W•••••

Advisor at A••••••••• F•••••••• S•••••••• L••

North Little Rock, AR

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Search this name across graphsid dfx:ria:6375bc92-e4ae-8a8c-b3c9-d1eecfb16843

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 29, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• F•••••••• S•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Oct 11, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Jun 27, 2018	n/a	yes	North Little Rock, AR	Current employment
I••••••••• P••••••••• I•••	Former SEC adviser	Aug 29, 2007	Sep 25, 2018	no	North Little Rock, AR\|NORTH LITTLE ROCK, AR\|SAN ANTONIO, TX\|BENTON, AR\|HOT SPRINGS, AR\|BENTON, AR\|BRYANT, AR\|HOT SPRINGS, AR\|TEXARKANA, TX\|TEXARKANA, AR\|HOT SPRINGS, AR\|HOT SPRINGS, AR\|LITTLE ROCK, AR\|LITTLE ROCK, AR\|SAN ANTONIO, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• P••••••••• I•••	A••••••••• F•••••••• S•••••••• L••	Sep 25, 2018	Jun 27, 2018	-90	Bulk transfer	Ibd to ibd

Relationships

Registered with (2)

→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
Jun 27, 2018 to presentfactForm ADV
→ I••••••••• P••••••••• I•••Registered adviserregistration: previous registration
Aug 29, 2007 to Sep 25, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6375bc92-e4ae-8a8c-b3c9-d1eecfb16843
First observed: Aug 29, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.