DFX Intelligence

J•••• T••••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst31 years in industry

J•••• T••••• P•••••

Advisor at S••••••••• L••

BEND, OR

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Search this name across graphsid dfx:ria:63824f0f-97cd-8498-d870-56462d065a36

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Apr 21, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Aug 28, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• L••	State registered	Aug 19, 2021	n/a	yes	BEND, OR	Current employment
L••	Former SEC adviser	Dec 4, 2020	Jun 7, 2021	no	SEATTLE, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••	S••••••••• L••	Jun 7, 2021	Aug 19, 2021	73	Firm change	RIA to state RIA
F•••••••• L••	L••	Dec 14, 2020	Dec 4, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
138419:113400:WA:2020-12-14	Dec 14, 2020	Dec 4, 2020	SEATTLE, WA	Firm change

Relationships

Registered with (6)

→ S••••••••• L••Registered adviserregistration: current employment
Aug 19, 2021 to presentfactForm ADV
→ L••Registered adviserregistration: previous registration
Dec 4, 2020 to Jun 7, 2021factForm ADV
→ F•••••••• L••Registered adviserregistration: previous registration
Jan 6, 2016 to Dec 14, 2020factForm ADV
→ B•••••••• F•••••••• M••••••••• I••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:63824f0f-97cd-8498-d870-56462d065a36
First observed: Apr 21, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.