DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jerry Thomas Peters
Chartered Financial Analyst
Feed of 09/14/2026
Also filed as Jerry Peters
At current firm
5 y
since Aug 19, 2021
In the industry
31 y
since Aug 28, 1995 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Smithbrook, LLC state registered currentsince Aug 19, 2021 · Bend, Or
- Lnw formerDec 4, 2020 to Jun 7, 2021 · Seattle, Wa
- Filament, LLC formerJan 6, 2016 to Dec 14, 2020 · Seattle, Wa
- Filament, LLC formerSep 17, 2012 to Dec 31, 2015 · Seattle, Wa
- Blackrock Financial Management, Inc otherOct 2, 2007 to May 24, 2011 · New York, Ny
- Quellos Private Capital Markets, L.P. unclassifiedJul 14, 2005 to Oct 2, 2007 · Seattle, Wa
- Quellos Capital Management LP unclassifiedApr 21, 2004 to Oct 2, 2007 · Seattle, Wa
Moves
a registration end followed by a registration begin elsewhere
- Lnw to Smithbrook, LLCleft Jun 7, 2021, registered Aug 19, 2021 (73 days) · RIA to a state-registered adviser
- Filament, LLC to Lnwleft Dec 14, 2020, registered Dec 4, 2020 (-10 days) · RIA to RIA · moved with a team
- Blackrock Financial Management, Inc to Filament, LLCleft May 24, 2011, registered Sep 17, 2012 (482 days) · Other
- Quellos Capital Management LP to Quellos Private Capital Markets, L.P.left Oct 2, 2007, registered Jul 14, 2005 (-810 days) · Other
- Quellos Private Capital Markets, L.P. to Blackrock Financial Management, Incleft Oct 2, 2007, registered Oct 2, 2007 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address