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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant28 years in industry

JAMES PAUL BALL

Advisor at VIRTUE CAPITAL MANAGEMENT, LLC

BRENTWOOD, TN | Venice, FL

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Search this name across graphsid dfx:ria:6386c478-3d3f-cc19-9c5b-863a5f3c54df

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 3
On other graphs: 0
Observed: Aug 31, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VIRTUE CAPITAL MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S63
First exam: Jun 1, 1998
First registration: Aug 31, 2007
Dual registered: no
IAPD individual key: 2844925

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VIRTUE CAPITAL MANAGEMENT, LLC	Independent wealth	Feb 12, 2026	n/a	yes	Venice, FL\|BRENTWOOD, TN	Current employment
SIMPLICITY WEALTH	Mixed wealth	Nov 12, 2025	Feb 3, 2026	no	SUMMIT, NJ\|Venice, FL	Previous registration
ACCURATE WEALTH MANAGEMENT, LLC	Independent wealth	Aug 22, 2022	Oct 31, 2025	no	WESLEY CHAPEL, FL\|SOUTH VENICE, FL	Previous registration
INDEPENDENT FINANCIAL GROUP, LLC	Bd affiliated wealth	Sep 4, 2019	Aug 15, 2022	no	South Venice, FL\|SAN DIEGO, CA\|VENICE, FL	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 4, 2016	Sep 11, 2019	no	Venice, FL\|SAN DIEGO, CA\|VENICE, FL	Previous registration
USA FINANCIAL SECURITIES LLC	Independent wealth	Jan 13, 2015	Sep 29, 2016	no	Venice, FL\|VENICE, FL\|ADA, MI	Previous registration
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Feb 13, 2009	Jan 9, 2015	no	VENICE, FL\|VENICE, FL\|WINTER PARK, FL	Previous registration
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Former SEC adviser	Feb 15, 2008	Dec 31, 2008	no	ST. PETERSBURG, FL\|VENICE, FL	Previous registration
Spc	Bd affiliated wealth	Aug 31, 2007	Feb 14, 2008	no	VENICE, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SIMPLICITY WEALTH	VIRTUE CAPITAL MANAGEMENT, LLC	Feb 3, 2026	Feb 12, 2026	9	Firm change	RIA to RIA
ACCURATE WEALTH MANAGEMENT, LLC	SIMPLICITY WEALTH	Oct 31, 2025	Nov 12, 2025	12	Firm change	RIA to RIA
INDEPENDENT FINANCIAL GROUP, LLC	ACCURATE WEALTH MANAGEMENT, LLC	Aug 15, 2022	Aug 22, 2022	7	Firm change	Ibd to RIA
LPL FINANCIAL LLC	INDEPENDENT FINANCIAL GROUP, LLC	Sep 11, 2019	Sep 4, 2019	-7	Firm change	Ibd to RIA
USA FINANCIAL SECURITIES LLC	LPL FINANCIAL LLC	Sep 29, 2016	Oct 4, 2016	5	Firm change	Other
WOODBURY FINANCIAL SERVICES, INC.	USA FINANCIAL SECURITIES LLC	Jan 9, 2015	Jan 13, 2015	4	Firm change	Other
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	WOODBURY FINANCIAL SERVICES, INC.	Dec 31, 2008	Feb 13, 2009	44	Firm change	Other
Spc	NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Feb 14, 2008	Feb 15, 2008	1	Firm change	Other

Relationships

Registered with (9)

→ VIRTUE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: current employment
Feb 12, 2026 to presentfactForm ADV
→ SIMPLICITY WEALTHRegistered adviserregistration: previous registration
Nov 12, 2025 to Feb 3, 2026factForm ADV
→ ACCURATE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Aug 22, 2022 to Oct 31, 2025factForm ADV
→ INDEPENDENT FINANCIAL GROUP, LLCRegistered adviserregistration: previous registration
Sep 4, 2019 to Aug 15, 2022factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Oct 4, 2016 to Sep 11, 2019factForm ADV
→ USA FINANCIAL SECURITIES LLCRegistered adviserregistration: previous registration
Jan 13, 2015 to Sep 29, 2016factForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Feb 13, 2009 to Jan 9, 2015factForm ADV
→ NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)Registered adviserregistration: previous registration
Feb 15, 2008 to Dec 31, 2008factForm ADV
→ SPCRegistered adviserregistration: previous registration
Aug 31, 2007 to Feb 14, 2008factForm ADV

Dated events

Occurred
Feb 3, 2026
Advisor changed firm
James Paul Ball left Simplicity Wealth for Virtue Capital Management, Llc (registered 2026-02-12)
Form ADVobserved 6 days ago
Occurred
Oct 31, 2025
Advisor changed firm
James Paul Ball left Accurate Wealth Management, Llc for Simplicity Wealth (registered 2025-11-12)
Form ADVobserved 6 days ago
Occurred
Aug 15, 2022
Advisor changed firm
James Paul Ball left Independent Financial Group, Llc for Accurate Wealth Management, Llc (registered 2022-08-22)
Form ADVobserved 6 days ago