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RIA / WealthAdvisorCertified Financial Planner13 years in industry

Dave Anthony Boothe

Advisor at FALCON WEALTH PLANNING, INC.

ONTARIO, CA

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Search this name across graphsid dfx:ria:6392e520-be74-4dba-601c-352f55e53b1d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Sep 11, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FALCON WEALTH PLANNING, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S66
First exam: Aug 1, 2018
First registration: Sep 11, 2018
Dual registered: no
Other names: DAVE ANTHONY BOOTHE|DAVE ANTHONY BOOTHE|DAVE ANTHONY BOOTHE|Dave Boothe
IAPD individual key: 6878961

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FALCON WEALTH PLANNING, INC.	Independent wealth	May 11, 2026	n/a	yes	ONTARIO, CA	Current employment
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Dec 21, 2022	Apr 23, 2026	no	LAS VEGAS, NV\|Las Vegas, NV	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Dec 20, 2019	Nov 18, 2022	no	Las Vegas, NV\|Henderson, NV\|Las Vegas, NV	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Sep 11, 2018	Nov 21, 2019	no	Las Vegas, NV	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ADVICE AND PLANNING SERVICES	FALCON WEALTH PLANNING, INC.	Apr 23, 2026	May 11, 2026	18	Firm change	Ibd to RIA
CHARLES SCHWAB & CO., INC.	ADVICE AND PLANNING SERVICES	Nov 18, 2022	Dec 21, 2022	33	Firm change	Ibd to ibd
AMERIPRISE FINANCIAL SERVICES, LLC	CHARLES SCHWAB & CO., INC.	Nov 21, 2019	Dec 20, 2019	29	Firm change	Ibd to ibd

Relationships

Registered with (4)

→ FALCON WEALTH PLANNING, INC.Registered adviserregistration: current employment
May 11, 2026 to presentfactForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Dec 21, 2022 to Apr 23, 2026factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Dec 20, 2019 to Nov 18, 2022factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Sep 11, 2018 to Nov 21, 2019factForm ADV

Dated events

Occurred
Apr 23, 2026
Advisor changed firm
Dave Anthony Boothe left Advice And Planning Services for Falcon Wealth Planning, Inc. (registered 2026-05-11)
Form ADVobserved 3 days ago
Occurred
Nov 18, 2022
Advisor changed firm
Dave Anthony Boothe left Charles Schwab & Co., Inc. for Advice And Planning Services (registered 2022-12-21)
Form ADVobserved 3 days ago