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RIA / WealthAdvisorCertified Financial Planner28 years in industry

FREDDY JOSE MARTINEZ

Advisor at FOREM INVESTMENTS LLC

CORAL GABLES, FL

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Search this name across graphsid dfx:ria:6393a039-2e6d-59a4-313f-aee397fed437

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 11, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FOREM INVESTMENTS LLC
Current firm class: former SEC adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 9, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S65
First exam: May 9, 1998
First registration: Aug 11, 2004
Dual registered: no
IAPD individual key: 1726400

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FOREM INVESTMENTS LLC	Former SEC adviser	Apr 21, 2014	n/a	yes	CORAL GABLES, FL	Current employment
UBS FINANCIAL SERVICES INC.	Wirehouse	Jan 1, 2010	Dec 20, 2013	no	CORAL GABLES, FL	Previous registration
UBS INTERNATIONAL INC.	n/a	Aug 11, 2006	Jan 1, 2010	no	CORAL GABLES, FL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Aug 11, 2004	Aug 16, 2006	no	MIAMI, FL\|MIAMI, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UBS FINANCIAL SERVICES INC.	FOREM INVESTMENTS LLC	Dec 20, 2013	Apr 21, 2014	122	Firm change	Other
UBS INTERNATIONAL INC.	UBS FINANCIAL SERVICES INC.	Jan 1, 2010	Jan 1, 2010	0	Bulk transfer	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	UBS INTERNATIONAL INC.	Aug 16, 2006	Aug 11, 2006	-5	Firm change	Other

Relationships

Registered with (4)

→ FOREM INVESTMENTS LLCRegistered adviserregistration: current employment
Apr 21, 2014 to presentfactForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jan 1, 2010 to Dec 20, 2013factForm ADV
→ UBS INTERNATIONAL INC.Registered adviserregistration: previous registration
Aug 11, 2006 to Jan 1, 2010factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Aug 11, 2004 to Aug 16, 2006factForm ADV

Dated events

No dated event names this entity yet.