DFX Intelligence

S••••• J• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

S••••• J• S•••••

Advisor at E••••• J••••

ST. LOUIS, MO | Charlotte, NC

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jul 26, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• J••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jul 26, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• J••••	National bd RIA	Apr 28, 2026	n/a	yes	ST. LOUIS, MO\|Charlotte, NC	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jun 17, 2016	Jul 11, 2024	no	FORT MILL, SC\|FORT MILL, SC\|FORT MILL, SC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	E••••• J••••	Jul 11, 2024	Apr 28, 2026	656	Firm change after gap	Ibd to ibd
F••••••••• L••	L•• F•••••••• L••	Feb 6, 2024	Jun 17, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
138164:6413:SC:2024-02-06	Feb 6, 2024	Jun 17, 2016	FORT MILL, SC	Firm change after gap

Relationships

Registered with (4)

→ E••••• J••••Registered adviserregistration: current employment
Apr 28, 2026 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jun 17, 2016 to Jul 11, 2024factForm ADV
→ F••••••••• L••Registered adviserregistration: previous registration
Jun 12, 2006 to Feb 6, 2024factForm ADV
→ D•••••

Dated events

Order

Occurred
11 Jul 2024
Advisor changed firm
••• Locked
Form ADV
Occurred
6 Feb 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 26, 2002
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.