DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Steven James Snyder
At current firm
0 y
since Apr 28, 2026
In the industry
24 y
since Jul 26, 2002 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Edward Jones national BD currentsince Apr 28, 2026 · St. Louis, Mo
- LPL Financial LLC BD affiliatedJun 17, 2016 to Jul 11, 2024 · Fort Mill, Sc
- Fortigent, LLC formerJun 12, 2006 to Feb 6, 2024 · Rockville, Md
- Dunham independent RIAJul 26, 2002 to Nov 11, 2004 · San Diego, Ca
Moves
a registration end followed by a registration begin elsewhere
- LPL Financial LLC to Edward Jonesleft Jul 11, 2024, registered Apr 28, 2026 (656 days) · Affiliated broker-dealer or bank to another
- Fortigent, LLC to LPL Financial LLCleft Feb 6, 2024, registered Jun 17, 2016 (-2790 days) · Other · moved with a team
- Dunham to Fortigent, LLCleft Nov 11, 2004, registered Jun 12, 2006 (578 days) · Other
Signals
- Steven J Snyder left Lpl Financial Llc for Edward Jones (registered 2026-04-28)Jul 11, 2024 · Advisor changed firm · fact
- Steven J Snyder left Fortigent, Llc for Lpl Financial Llc (registered 2016-06-17)Feb 6, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address