DFX Intelligence

R••• O••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant38 years in industry

R••• O••• H••••••

Advisor at A••••••• W••••• M••••••••• L••

WESLEY CHAPEL, FL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 16, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• W••••• M••••••••• L••	Independent wealth	Apr 3, 2026	n/a	yes	WESLEY CHAPEL, FL	Current employment
C••••••••• W•••••• L••	Independent wealth	Oct 29, 2020	Apr 15, 2026	no	Sarasota, FL\|OVERLAND PARK, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• W•••••• L••	A••••••• W••••• M••••••••• L••	Apr 15, 2026	Apr 3, 2026	-12	Firm change	RIA to RIA
P••••••••• A••••••• S••••••• L••	C••••••••• W•••••• L••	Nov 6, 2020	Oct 29, 2020

Relationships

Registered with (4)

→ A••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Apr 3, 2026 to presentfactForm ADV
→ C••••••••• W•••••• L••Registered adviserregistration: previous registration
Oct 29, 2020 to Apr 15, 2026factForm ADV
→ P••••••••• A••••••• S••••••• L••Registered adviserregistration: previous registration
Jan 7, 2016 to Nov 6, 2020factForm ADV
→ S••••••• A••••••• G••••Registered adviser

Dated events

Occurred
Apr 15, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 16, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.