DFX Intelligence

Data Factory

RIA / WealthAdvisor29 years in industry

Jose Eleazar Palafox

Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

THE WOODLANDS, TX | PLYMOUTH, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:63a31d17-0709-2f53-215a-896cd1d5f04c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 22, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 26, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Mar 26, 1997
First registration: Aug 22, 2000
Dual registered: no
IAPD individual key: 2800099

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Bd affiliated wealth	Jun 17, 2024	n/a	yes	PLYMOUTH, MN\|THE WOODLANDS, TX	Current employment
STARFOX FINANCIAL SERVICES, LLC	Former SEC adviser	Mar 22, 2007	Jul 1, 2024	no	APPLE VALLEY, CA\|THE WOODLANDS, TX	Previous registration
MARATHON CAPITAL MANAGEMENT, LLC	State registered	Feb 1, 2005	Apr 9, 2007	no	VICTORVILLE, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 17, 2002	Feb 28, 2005	no	APPLE VALLEY, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Aug 22, 2000	Nov 4, 2002	no	ONTARIO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STARFOX FINANCIAL SERVICES, LLC	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Jul 1, 2024	Jun 17, 2024	-14	Firm change	RIA to RIA
MARATHON CAPITAL MANAGEMENT, LLC	STARFOX FINANCIAL SERVICES, LLC	Apr 9, 2007	Mar 22, 2007	-18	Firm change	Other
LPL FINANCIAL LLC	MARATHON CAPITAL MANAGEMENT, LLC	Feb 28, 2005	Feb 1, 2005	-27	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	LPL FINANCIAL LLC	Nov 4, 2002	Dec 17, 2002	43	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
142758:116407:TX:2024-07-01	Jul 1, 2024	Jun 17, 2024	THE WOODLANDS, TX	Firm change

Relationships

Registered with (5)

→ WEALTH ENHANCEMENT ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Jun 17, 2024 to presentfactForm ADV
→ STARFOX FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Mar 22, 2007 to Jul 1, 2024factForm ADV
→ MARATHON CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 1, 2005 to Apr 9, 2007factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Dec 17, 2002 to Feb 28, 2005factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Aug 22, 2000 to Nov 4, 2002factForm ADV

Dated events

Occurred
Jul 1, 2024
Advisor changed firm
Jose Eleazar Palafox left Starfox Financial Services, Llc for Wealth Enhancement Advisory Services, Llc (registered 2024-06-17)
Form ADVobserved 5 days ago