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Advisor at MORGAN STANLEY
New York, NY | Shrewsbury, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | May 9, 2018 | n/a | yes | New York, NY|Shrewsbury, NJ | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Feb 1, 2018 | May 1, 2018 | no | WHITE PLAINS, NY|NEW YORK, NY | Previous registration |
| CREDIT SUISSE SECURITIES (USA) LLC | Former SEC adviser | Mar 2, 2017 | Dec 21, 2017 | no | NEW YORK, NY|New York, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | MORGAN STANLEY | May 1, 2018 | May 9, 2018 | 8 | Firm change | Wirehouse to wirehouse |
| CREDIT SUISSE SECURITIES (USA) LLC | WELLS FARGO ADVISORS | Dec 21, 2017 | Feb 1, 2018 | 42 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:149777:NY:2018-05-01 | May 1, 2018 | May 9, 2018 | NEW YORK, NY | Firm change |