DFX Intelligence
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Reading the graph
Reading the graph
Advisor at MARINER INDEPENDENT
Baton Rouge, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MARINER INDEPENDENT | Independent wealth | Jan 13, 2026 | n/a | yes | Baton Rouge, LA | Current employment |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Oct 14, 2024 | Jan 13, 2026 | no | Baton Rouge, LA|Baton Rouge, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | MARINER INDEPENDENT | Jan 13, 2026 | Jan 13, 2026 | 0 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 2881:305418:LA:2026-01-05 | Jan 13, 2026 | Jan 13, 2026 | BATON ROUGE, LA | Firm change |