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E•••• M•• S•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner16 years in industry

E•••• M•• S•••••••••

Advisor at Z•• W••••• A•••••••• L••

MARLBOROUGH, MA

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Search this name across graphsid dfx:ria:63ac99fb-293d-33c7-8748-b140c5d2f62a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Sep 3, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: Z•• W••••• A•••••••• L••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 27, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Z•• W••••• A•••••••• L••	State registered	May 8, 2023	n/a	yes	MARLBOROUGH, MA	Current employment
G••••• • C••••••	Independent wealth	Sep 3, 2013	Mar 20, 2023	no	WESTBOROUGH, MA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• • C••••••	Z•• W••••• A•••••••• L••	Mar 20, 2023	May 8, 2023	49	Firm change	RIA to state RIA

Relationships

Registered with (2)

→ Z•• W••••• A•••••••• L••Registered adviserregistration: current employment
May 8, 2023 to presentfactForm ADV
→ G••••• • C••••••Registered adviserregistration: previous registration
Sep 3, 2013 to Mar 20, 2023factForm ADV

Dated events

Occurred
Mar 20, 2023
Advisor changed firm
E•••• M•• S••••••••• left G••••• • C•••••• for Z•• W••••• A•••••••• L•• (registered 2023-05-08)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:63ac99fb-293d-33c7-8748-b140c5d2f62a
First observed: Sep 3, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.