DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at LPL FINANCIAL LLC
BATON ROUGE, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 1, 2010 | n/a | yes | BATON ROUGE, LA | Current employment |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Oct 26, 2007 | Jun 1, 2010 | no | BATON ROUGE, LA|GONZALES, LA|BATON ROUGE, LA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 22, 2006 | Sep 27, 2007 | no | BATON ROUGE, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHASE INVESTMENT SERVICES CORP. | LPL FINANCIAL LLC | Jun 1, 2010 | Jun 1, 2010 | 0 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CHASE INVESTMENT SERVICES CORP. | Sep 27, 2007 | Oct 26, 2007 | 29 | Firm change | Other |