DFX Intelligence

J••••• J•••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

J••••• J•••• M•••••••

Advisor at L•• F•••••••• L••

NEWCASTLE, CA

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Search this name across graphsid dfx:ria:63b3ae99-24f7-5a13-5a65-400495039a18

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 24, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 13, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jan 27, 2026	n/a	yes	NEWCASTLE, CA	Current employment
U••• B•••••• I••••••••• I•••	Former SEC adviser	Oct 24, 2016	Dec 10, 2019	no	RANCHO CORDOVA, CA\|RANCHO CORDOVA, CA\|Sacramento, CA\|Woodland, CA\|Davis, CA\|West Sacramento, CA\|Sacramento, CA\|Sacramento, CA\|Sacramento, CA\|Sacramento, CA\|Elk Grove, CA\|Sacramento, CA\|Sacramento, CA\|Sacramento, CA\|Sacramento, CA\|Sacramento, CA\|Sacramento, CA\|Elk Grove, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••• B•••••• I••••••••• I•••	L•• F•••••••• L••	Dec 10, 2019	Jan 27, 2026	2,240	Firm change after gap	Ibd to ibd
W•••• F•••• A•••••••	U••• B•••••• I••••••••• I•••	Oct 26, 2016	Oct 24, 2016

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jan 27, 2026 to presentfactForm ADV
→ U••• B•••••• I••••••••• I•••Registered adviserregistration: previous registration
Oct 24, 2016 to Dec 10, 2019factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 3, 2011 to Oct 26, 2016factForm ADV
→ W•••• F•••• I••••••••• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:63b3ae99-24f7-5a13-5a65-400495039a18
First observed: Apr 24, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.