J••••• J•••• M•••••••

• L•• F•••••••• L•• BD affiliated current
  since Jan 27, 2026 · Newcastle, Ca
• U••• B•••••• I••••••••• I••• former
  Oct 24, 2016 to Dec 10, 2019 · Rancho Cordova, Ca
• W•••• F•••• A••••••• wirehouse
  Jan 3, 2011 to Oct 26, 2016 · Auburn, Ca
• W•••• F•••• I••••••••• L•• unclassified
  Apr 24, 2006 to Jan 3, 2011 · Roseville, Ca

• U••• B•••••• I••••••••• I••• to L•• F•••••••• L••
  left Dec 10, 2019, registered Jan 27, 2026 (2240 days) · Affiliated broker-dealer or bank to another
• W•••• F•••• A••••••• to U••• B•••••• I••••••••• I•••
  left Oct 26, 2016, registered Oct 24, 2016 (-2 days) · Other
• W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••
  left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

20derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address