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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

Jane E Kwoun

Advisor at W&S BROKERAGE SERVICES, INC.

Cerritos, CA

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Search this name across graphsid dfx:ria:63bf8cee-e797-9526-7676-166b406931ea

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Apr 9, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W&S BROKERAGE SERVICES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 12, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Dec 12, 2001
First registration: Apr 9, 2002
Dual registered: yes, broker-dealer
Other names: EUN SOOK SONG|JANE KWOUN|JANE E. KWOUN|JANE EUNSOOK KWOUN
IAPD individual key: 4349951

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
W&S BROKERAGE SERVICES, INC.	Bd affiliated wealth	Jan 5, 2026	n/a	yes	Cerritos, CA	Current employment
PRUCO SECURITIES, LLC	No RAUM reported	May 2, 2016	Jul 16, 2018	no	Orange, CA\|Orange, CA\|IRVINE, CA	Previous registration
CAPITAL ANALYSTS	Bd affiliated wealth	Jul 23, 2013	Sep 29, 2014	no	WOODLAND HILLS, CA	Previous registration
LINCOLN INVESTMENT	Independent wealth	Jul 23, 2013	Sep 29, 2014	no	WOODLAND HILLS, CA	Previous registration
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Sep 15, 2009	Jul 28, 2011	no	BREA, CA\|SAN DIEGO, CA\|ORANGE, CA	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	May 16, 2006	Sep 14, 2009	no	MARLTON, NJ\|LOS ANGELES, CA\|IRVINE, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|SAN JOSE, CA	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Apr 9, 2002	Jan 28, 2003	no	LOS ANGELES, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRUCO SECURITIES, LLC	W&S BROKERAGE SERVICES, INC.	Jul 16, 2018	Jan 5, 2026	2,730	Firm change after gap	Ibd to ibd
CAPITAL ANALYSTS	LINCOLN INVESTMENT	Sep 29, 2014	Jul 23, 2013	-433	Firm change after gap	Other
LINCOLN INVESTMENT	PRUCO SECURITIES, LLC	Sep 29, 2014	May 2, 2016	581	Firm change after gap	Other
WOODBURY FINANCIAL SERVICES, INC.	CAPITAL ANALYSTS	Jul 28, 2011	Jul 23, 2013	726	Firm change after gap	Other
PRUCO SECURITIES, LLC	WOODBURY FINANCIAL SERVICES, INC.	Sep 14, 2009	Sep 15, 2009	1	Firm change	Other
EQUITABLE ADVISORS, LLC	PRUCO SECURITIES, LLC	Jan 28, 2003	May 16, 2006	1,204	Firm change after gap	Other

Relationships

Registered with (6)

→ W&S BROKERAGE SERVICES, INC.Registered adviserregistration: current employment
Jan 5, 2026 to presentfactForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
May 2, 2016 to Jul 16, 2018factForm ADV
→ CAPITAL ANALYSTSRegistered adviserregistration: previous registration
Jul 23, 2013 to Sep 29, 2014factForm ADV
→ LINCOLN INVESTMENTRegistered adviserregistration: previous registration
Jul 23, 2013 to Sep 29, 2014factForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Sep 15, 2009 to Jul 28, 2011factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 9, 2002 to Jan 28, 2003factForm ADV

Dated events

No dated event names this entity yet.