DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at B•• F•••••••• A•••••••
Tulsa, OK
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B•• F•••••••• A••••••• | Bd affiliated wealth | Oct 22, 2025 | n/a | yes | Tulsa, OK | Current employment |
| U••• B•••••• I••••••••• I••• | Former SEC adviser | Dec 4, 2018 | Dec 16, 2020 | no | Minneapolis, MN|Minneapolis, MN |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U••• B•••••• I••••••••• I••• | B•• F•••••••• A••••••• | Dec 16, 2020 | Oct 22, 2025 | 1,771 | Firm change after gap | Ibd to ibd |
| R•••••• J•••• • A••••••••• I••• | U••• B•••••• I••••••••• I••• | Dec 5, 2018 | Dec 4, 2018 |
| R•••••• J•••• • A••••••••• I••• | National bd RIA | Mar 21, 2017 | Dec 5, 2018 | no | EDINA, MN | Previous registration |
| V•••• F•••••••• A•••••••• I••• | Bd affiliated wealth | Dec 15, 2014 | Mar 15, 2017 | no | EDINA, MN | Previous registration |
| T••••••••• F•••••••• A•••••••• L•• | Bd affiliated wealth | May 5, 2014 | Dec 3, 2014 | no | CEDAR RAPIDS, IA|JOHNSTON, IA | Previous registration |
| -1 |
| Firm change |
| Ibd to ibd |
| V•••• F•••••••• A•••••••• I••• | R•••••• J•••• • A••••••••• I••• | Mar 15, 2017 | Mar 21, 2017 | 6 | Firm change | Other |
| T••••••••• F•••••••• A•••••••• L•• | V•••• F•••••••• A•••••••• I••• | Dec 3, 2014 | Dec 15, 2014 | 12 | Firm change | Other |