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Advisor at VOYA FINANCIAL ADVISORS, INC.
WINDSOR, CT | TACOMA, WA | SAN FRANCISCO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VOYA RETIREMENT ADVISORS, LLC | Other adviser | Apr 29, 2021 | n/a | yes | WINDSOR, CT | Current employment |
| VOYA FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Aug 30, 2019 | n/a | yes | SAN FRANCISCO, CA|TACOMA, WA | Current employment |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Jan 10, 2008 | Jul 17, 2008 | no | SAN FRANCISCO, CA | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Sep 25, 2007 | Jan 7, 2008 | no | SAN FRANCISCO, CA|SAN FRANCISCO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BANC OF AMERICA INVESTMENT SERVICES, INC. | VOYA FINANCIAL ADVISORS, INC. | Jul 17, 2008 | Aug 30, 2019 | 4,061 | Firm change after gap | Other |
| EQUITABLE ADVISORS, LLC | BANC OF AMERICA INVESTMENT SERVICES, INC. | Jan 7, 2008 | Jan 10, 2008 | 3 | Firm change | Other |