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RIA / WealthAdvisorCertified Financial Planner15 years in industry

JOSHUA CASEY GARLAND

Advisor at SHEPHERD WEALTH MANAGEMENT

CINCINNATI, OH

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Search this name across graphsid dfx:ria:63e64395-78fe-a552-4d14-147e1dd8eba7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 5, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SHEPHERD WEALTH MANAGEMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 9, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 4
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Sep 9, 2011
First registration: Mar 5, 2012
Dual registered: no
Other names: Casey Garland
IAPD individual key: 5944284

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SHEPHERD WEALTH MANAGEMENT	Independent wealth	Jun 4, 2021	n/a	yes	CINCINNATI, OH	Current employment
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Oct 13, 2015	Dec 26, 2019	no	Cincinnati, OH\|LOUISVILLE, KY	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Oct 13, 2015	Dec 26, 2019	no	Cincinnati, OH\|Louisville, KY	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Sep 22, 2014	Jul 20, 2015	no	CINCINNATI, OH	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Sep 22, 2014	Jul 20, 2015	no	Cincinnati, OH	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Mar 5, 2012	Sep 17, 2014	no	COVINGTON, KY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Dec 26, 2019	Oct 13, 2015	-1,535	Channel change	Other
TD AMERITRADE, INC.	SHEPHERD WEALTH MANAGEMENT	Dec 26, 2019	Jun 4, 2021	526	Firm change after gap	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Jul 20, 2015	Sep 22, 2014	-301	Channel change	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Jul 20, 2015	Oct 13, 2015	85	Channel change	Other
STRATEGIC ADVISERS LLC	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Sep 17, 2014	Sep 22, 2014	5	Firm change	Other

Relationships

Registered with (4)

→ SHEPHERD WEALTH MANAGEMENTRegistered adviserregistration: current employment
Jun 4, 2021 to presentfactForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 13, 2015 to Dec 26, 2019factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Oct 13, 2015 to Dec 26, 2019factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Mar 5, 2012 to Sep 17, 2014factForm ADV

Dated events

No dated event names this entity yet.