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Advisor at SANDHILL INVESTMENT MANAGEMENT
BUFFALO, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SANDHILL INVESTMENT MANAGEMENT | Independent wealth | Jul 22, 2021 | n/a | yes | BUFFALO, NY | Current employment |
| M&T SECURITIES, INC. | n/a | Sep 11, 2014 | Mar 21, 2016 | no | BEMUS POINT, NY|FREDONIA, NY|SILVER CREEK, NY|BUFFALO, NY|MAYVILLE, NY|Cheektowaga, NY | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 21, 2013 | Sep 9, 2014 | no | BUFFALO, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M&T SECURITIES, INC. | SANDHILL INVESTMENT MANAGEMENT | Mar 21, 2016 | Jul 22, 2021 | 1,949 | Firm change after gap | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | M&T SECURITIES, INC. | Sep 9, 2014 | Sep 11, 2014 | 2 | Firm change | Other |