DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at VANGUARD ADVISERS, INC.
Malvern, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VANGUARD ADVISERS, INC. | Bd affiliated wealth | Jan 31, 2018 | n/a | yes | Malvern, PA | Current employment |
| AEPG WEALTH STRATEGIES | Former SEC adviser | Sep 9, 2014 | Oct 12, 2015 | no | WARREN, NJ | Previous registration |
| CORESTATES CAPITAL ADVISORS, LLC | Former SEC adviser | Jan 26, 2012 | Oct 2, 2012 | no | YARDLEY, PA | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Aug 19, 2002 | May 23, 2007 | no | BALA CYNWYD, PA|BALA CYNWYD, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AEPG WEALTH STRATEGIES | VANGUARD ADVISERS, INC. | Oct 12, 2015 | Jan 31, 2018 | 842 | Firm change after gap | Other |
| CORESTATES CAPITAL ADVISORS, LLC | AEPG WEALTH STRATEGIES | Oct 2, 2012 | Sep 9, 2014 | 707 | Firm change after gap | Other |
| EQUITABLE ADVISORS, LLC | CORESTATES CAPITAL ADVISORS, LLC | May 23, 2007 | Jan 26, 2012 | 1,709 | Firm change after gap | Other |