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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

AEPG WEALTH STRATEGIES

AMERICAN ECONOMIC PLANNING GROUP INC, CRD 109859

WARREN, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cb29c296-a965-10ab-3afa-3495587e73d2

Data as of Jun 28, 2019 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 24
Dated events: 0
On other graphs: 1
Observed: Feb 8, 2012 to Jun 28, 2019
23 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

Aepg Wealth Strategies

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $913MItem 5.F on the latest filing (2019-06-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $658M
Private client RAUM: $624MderivedItem 5.D individuals plus high net worth individuals
Private client share: 68%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 15
Advisory employees: 15
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,704
Individual clients: 272
High net worth clients: 194
SEC number: 801-32089
CRD: 109859
Filings on the tape: 23
First filed: Feb 8, 2012
Latest filed: Jun 28, 2019
Organised: Corporation, New Jersey

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
KAYE, STEVEN, WAYNE	President	E	yes	03/1983	Feb 8, 2012	Jun 28, 2019
SCHIFFER, CHRISTOPHER, JOHN	EVP STRATEGY & OPERATIONS / CHIEF COMPLIANCE OFFICER	Na	yes	02/2013	Mar 8, 2013	Jun 28, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
AMERICAN BENEFITS PLANNING GROUP INC.	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Feb 28, 2019	$913M	$658M	15	15	0	n/a	n/a
2017	Mar 8, 2018	$891M	$665M	18	15	0	n/a	n/a
2016	Feb 27, 2017	$744M	$597M	18	13	n/a	n/a	n/a
2015	Mar 1, 2016	$875M	$506M	20	16	n/a	n/a	n/a
2014	Feb 9, 2015	$816M	$541M	20	16	n/a	n/a	n/a
2013	Feb 5, 2014	$779M	$540M	24	13	n/a	n/a	n/a
2012	Mar 8, 2013	$762M	$513M	25	13	n/a	n/a	n/a
2011	Mar 30, 2012	$696M	$492M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$913M	$891M	2.5%	$875M	1.4%	15	18	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	9	Oct 2, 2019	Dec 5, 2019	WARREN, NJ	Firm absorbed	RIA to ibd	100.0%

Relationships

Controls (2)

← KAYE, STEVEN, WAYNEOwnerPRESIDENT, ownership code E, individual
Feb 8, 2012 to presentfactForm ADV
← SCHIFFER, CHRISTOPHER, JOHNOwnerEVP STRATEGY & OPERATIONS / CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 8, 2013 to presentfactForm ADV

Moved with (1)

→ WEALTH ENHANCEMENT ADVISORY SERVICES, LLCRegistered adviser9 advisors, firm absorbed, same day
Oct 2, 2019 to Dec 5, 2019factForm ADV

Registered with (20)

← Peter Andrew NeedhamAdvisorregistration: previous registration
Dec 17, 2003 to Oct 2, 2019factForm ADV
← Chris SchifferAdvisorregistration: previous registration
Mar 6, 2013 to Oct 2, 2019factForm ADV
← Gary QuinzelAdvisorregistration: previous registration
Feb 7, 2017 to Oct 2, 2019factForm ADV
← Peter C HoglundAdvisorregistration: previous registration
Jan 22, 2015 to Oct 2, 2019factForm ADV
← Christopher Von HollandAdvisorregistration: previous registration
Oct 17, 2016 to Oct 2, 2019factForm ADV
← Christopher PaleologusAdvisorregistration: previous registration
Nov 9, 2017 to Oct 2, 2019factForm ADV
← Bret KayeAdvisorregistration: previous registration
Jun 27, 2017 to Oct 2, 2019factForm ADV
← Alexander Joseph VaccarellaAdvisorregistration: previous registration
Jun 27, 2017 to Oct 2, 2019factForm ADV
← Ray A HawkinsAdvisorregistration: previous registration
Apr 3, 2012 to Oct 2, 2019factForm ADV
← JOSEPH CLAYTON GAJAdvisorregistration: previous registration
Feb 23, 2016 to Jan 22, 2019factForm ADV
← MARK DONNELLYAdvisorregistration: previous registration
Mar 12, 2012 to Apr 12, 2017factForm ADV
← ALDO SALVATORE VULTAGGIOAdvisorregistration: previous registration
Jan 8, 2008 to Jul 30, 2016factForm ADV
← ROBERT MICHAEL MCDEVITTAdvisorregistration: previous registration
Sep 9, 2014 to Oct 12, 2015factForm ADV
← MICHAEL JOHN WHITTEMOREAdvisorregistration: previous registration
Oct 13, 2005 to May 7, 2013factForm ADV
← ROBERT PHILIP RENSHAWAdvisorregistration: previous registration
Aug 6, 2008 to Apr 19, 2013factForm ADV
← MARKIAN TARAS UKRAINSKYJAdvisorregistration: previous registration
Dec 17, 2003 to Oct 2, 2012factForm ADV
← EDWARD HARRIS REAVENAdvisorregistration: previous registration
Apr 26, 2011 to Feb 28, 2012factForm ADV
← CRAIG R MARSONAdvisorregistration: previous registration
Apr 21, 2005 to Sep 23, 2005factForm ADV
← JORDAN HELLERAdvisorregistration: previous registration
Apr 21, 2005 to May 23, 2005factForm ADV
← DONALD JOHN HERTLINGAdvisorregistration: previous registration
Dec 17, 2003 to May 23, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cb29c296-a965-10ab-3afa-3495587e73d2
First observed: Feb 8, 2012
Last observed: Jun 28, 2019 88 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

AEPG WEALTH STRATEGIES

AMERICAN ECONOMIC PLANNING GROUP INC, CRD 109859

WARREN, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cb29c296-a965-10ab-3afa-3495587e73d2

Data as of Jun 28, 2019 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:59 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

KAYE, STEVEN, WAYNE

President

yes

03/1983

Feb 8, 2012

Jun 28, 2019

SCHIFFER, CHRISTOPHER, JOHN

EVP STRATEGY & OPERATIONS / CHIEF COMPLIANCE OFFICER

yes

02/2013

Mar 8, 2013

Jun 28, 2019

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

AMERICAN BENEFITS PLANNING GROUP INC.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Feb 28, 2019

$913M

$658M

n/a

2017

Mar 8, 2018

$891M

$665M

n/a

2016

Feb 27, 2017

$744M

$597M

n/a

2015

Mar 1, 2016

$875M

$506M

n/a

2014

Feb 9, 2015

$816M

$541M

n/a

2013

Feb 5, 2014

$779M

$540M

n/a

2012

Mar 8, 2013

$762M

$513M

n/a

2011

Mar 30, 2012

$696M

$492M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$913M

$891M

2.5%

$875M

1.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Oct 2, 2019

Dec 5, 2019

WARREN, NJ

Firm absorbed

RIA to ibd

100.0%