DFX Intelligence

T••••• E•••••••• K••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)13 years in industry

T••••• E•••••••• K••••

Advisor at R•••••• J•••• • A••••••••• I•••

Boston, MA | Quincy, MA

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Search this name across graphsid dfx:ria:6416f9c4-516f-3c85-10da-da13655f8077

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Nov 20, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• • A••••••••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Sep 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• • A••••••••• I•••	National bd RIA	Dec 7, 2023	n/a	yes	Boston, MA\|Quincy, MA	Current employment
K•••• F•••••••• S••••••• L••	Independent wealth	Nov 20, 2018	Jul 30, 2019	no	BRAINTREE, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K•••• F•••••••• S••••••• L••	R•••••• J•••• • A••••••••• I•••	Jul 30, 2019	Dec 7, 2023	1,591	Firm change after gap	RIA to ibd

Relationships

Registered with (2)

→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: current employment
Dec 7, 2023 to presentfactForm ADV
→ K•••• F•••••••• S••••••• L••Registered adviserregistration: previous registration
Nov 20, 2018 to Jul 30, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6416f9c4-516f-3c85-10da-da13655f8077
First observed: Nov 20, 2018
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.