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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

JOHN FRANCIS MAZZONE

Advisor at OSAIC WEALTH, INC.

MILLBURY, MA

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Search this name across graphsid dfx:ria:6424f267-6b7d-e22f-32c5-d66286c18fe7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 13, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Jun 5, 2015
First registration: Aug 13, 2019
Dual registered: yes, broker-dealer
Other names: JOHN F MAZZONE|JOHN MAZZONE|John FRANCIS Mazzone
IAPD individual key: 5962156

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Sep 1, 2023	n/a	yes	MILLBURY, MA	Current employment
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Aug 31, 2022	Sep 1, 2023	no	MILLBURY, MA	Previous registration
CITIZENS SECURITIES, INC.	Bd affiliated wealth	Oct 30, 2020	Sep 2, 2022	no	NATICK, MA\|FRAMINGHAM, MA\|MARLBOROUGH, MA\|WORCESTER, MA\|FRAMINGHAM, MA\|Hudson, MA\|HUDSON, NH	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Aug 13, 2019	Nov 10, 2020	no	WORCESTER, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SAGEPOINT FINANCIAL, INC.	OSAIC WEALTH, INC.	Sep 1, 2023	Sep 1, 2023	0	Bulk transfer	Ibd to ibd
CITIZENS SECURITIES, INC.	SAGEPOINT FINANCIAL, INC.	Sep 2, 2022	Aug 31, 2022	-2	Firm change	Ibd to ibd
WELLS FARGO ADVISORS	CITIZENS SECURITIES, INC.	Nov 10, 2020	Oct 30, 2020	-11	Firm change	Wirehouse to ibd

Relationships

Registered with (4)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Sep 1, 2023 to presentfactForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Aug 31, 2022 to Sep 1, 2023factForm ADV
→ CITIZENS SECURITIES, INC.Registered adviserregistration: previous registration
Oct 30, 2020 to Sep 2, 2022factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Aug 13, 2019 to Nov 10, 2020factForm ADV

Dated events

Occurred
Sep 2, 2022
Advisor changed firm
John Francis Mazzone left Citizens Securities, Inc. for Sagepoint Financial, Inc. (registered 2022-08-31)
Form ADVobserved 4 days ago